Our Services - Compliance
Our Promise To Your Bank Regarding Our Compliance
1. We will work hard to help ensure that your bank has an
effective compliance management system that is fully
satisfactory to both you and your regulatory compliance
2. We will work in cooperation with your bank's officers and
staff as team members to achieve results, while at the same
time maintaining a required independent relationship.
3. We will strive to deliver our services to your bank on a cost
effective basis as independent contractors.
Turnkey Compliance Service
Outsource your compliance officer burdens to us! We can
work with you to set up a risk based compliance monitoring
review and training schedule for your bank's specific needs.
Your board and management will receive comprehensive
written reports of the bank's compliance status on a quarterly
basis, including any actions taken to strengthen areas where
improvement is necessary.
Compliance regulations are constantly changing, and
becoming more complex and time consuming. In the past,
many community banks were delegating compliance duties to
the junior loan officer, as part of his other duties. However, due
to the changes noted above, this model generally does not
work in today's regulatory environment. Examiners are
demanding that the bank have effective risk based processes
to identify and correct compliance problems, and to keep up
with the shifting regulatory requirements and priorities.
Our overall compliance package is designed to solve these
problems. We have successfully performed this service for
many bank's over a number of years - this is a proven,
effective process that can make a significant difference for
your bank in achieving regulatory compliance results, and
these results can be fulfilled on a contract basis. Why wait
until your bank receives a sub-par rating by your compliance